of investment adviser compliance professionals named AI their top 2026 compliance priority
IAA / ACA Group / YuterSecurity & Governance
Put AI to Work Without Giving Up Control
The governed boundary between your firm and every AI model, Ariath gives your firm control over what AI can see, do, and record.
The State of AI
Governance Is Part of Every AI Decision
Ariath gives your firm a governed path forward, so your team can adopt AI with confidence.
cite compliance, cybersecurity, or regulatory hurdles as the main thing slowing AI adoption
Advisor360SEC Examination Priorities name AI governance, vendor oversight, and supervisory review explicitly
SEC Examination PrioritiesAccess Controls
AI Access Customized to Your Firm
Ariath applies permissions at the level of systems, data types, clients, and user roles. The rules apply every time AI requests information.
Role-Based Access
Before any client data reaches a model, Ariath checks what that specific user is authorized to see.
Data-Level Permissions
Scope access by system, data type, and client. Every connection reflects what each user can see, rather than what the whole organization can see.
Workflow-Specific Controls
Ariath configures access, redaction, audit, and retention controls around each workflow.
Sensitive-Data Restrictions
Your firm can restrict or exclude sensitive data with controls based on the workflow and sensitivity of the data.
Approved Models Only
Your firm approves which models each user can access, and you can switch defaults without switching platforms.
Governance Architecture
Five Built-in Governance Layers
Ariath sits between your firm’s systems and the AI model. Every request follows the same governed path.
Governance layer
Route to an approved model
Apply your firm’s model policy before a request moves forward.
Governance layer
Check user authorization
Verify the user, role, client, and systems they can access.
Governance layer
Apply redaction controls
Remove or restrict sensitive information for that workflow.
Governance layer
Screen for prompt injection
Defend against manipulation and unintended model actions.
Governance layer
Record activity for review
Create a reviewable record of the request, data, user, and time.
Purpose-Built
Built for Regulated Wealth Management Workflows
AI governance has to hold up across the work your firm does every day.
Client Onboarding
Configure onboarding to your firm’s CRM, custodian, and process. Client data reaches only authorized users, and each AI action is recorded.
Meeting Prep & Follow-Up
Pull context from your CRM, custodian, and planning tools to prepare advisors for meetings and draft follow-ups.
Compliance Review
Your compliance team can review logged AI activity by request, user, data accessed, and time.
Private by Design
Protect Your Firm’s Data and Proprietary Processes
Ariath runs in a private, tenant-specific deployment, so your workflows, prompts, and tuning stay in your own environment. Redaction, permissions, and the audit trail all run inside that environment.
FAQ
Frequently Asked Questions About AI Security and Governance
What is AI governance in wealth management?
AI governance is the set of policies and controls that decide which AI models a firm uses, what data AI can access, and how AI activity is recorded and reviewed. Ariath builds those controls into each workflow.
How does Ariath control what data AI can access?
Ariath applies permissions by system, data type, client, and user role. Before any client data reaches a model, Ariath checks what that specific user is authorized to see.
Can we restrict sensitive client data?
Yes. Your firm can restrict or exclude sensitive data. Ariath applies configurable redaction and data-handling controls based on the workflow and sensitivity of the data.
How do we audit what AI did?
Ariath records what was requested, which data was accessed, by whom, and when. Your firm configures audit and retention controls for each workflow.
Which AI models does Ariath work with?
Ariath routes requests to the models your firm approves. Your firm controls which models each user can access.
Where do our workflows and prompts live?
In your own private, tenant-specific deployment. Custom workflows, prompts, and tuning stay within your environment.
How does Ariath defend against prompt injection?
Ariath adds safeguards designed to detect and defend against attempts to manipulate models, access unauthorized information, or trigger unintended actions.
Doesn’t our enterprise AI subscription already cover this?
An enterprise AI account certifies the core provider. It does not cover the plugins employees install or the MCP servers connected to your CRM. Ariath governs those connections, scopes the data they can access, and logs the result.
Governed AI in Action
Give your firm control over every AI request.
Schedule a demo to see how Ariath decides what data reaches the model, restricts sensitive information, and keeps a record your compliance team can review.